Beyond the (nearly) obsession with the legal nature: current discussions on the legal regime of investment funds
Andrade, Rafael. “Além da (quase) obsessão pela natureza jurídica: discussões atuais sobre o regime jurídico dos fundos de investimento” [Beyond the (nearly) obsession with the legal nature: current discussions on the legal regime of investment funds]. Revista de Direito Bancário e do Mercado de Capitais, vol. 88, June 2020, p. 179-204.
Quiet period and book building on the radar of the Brazilian Securities and Exchange Commission
Dias, Luciana. “Período de silêncio e Bookbuilding no radar da CVM” [Quiet period and book building on the radar of the Brazilian Securities and Exchange Commission]. Revista Capital Aberto, May 2019.
Suitability, simplified registration processes, and use of robots to be overseen more closely
Dias, Luciana. “Suitability, Cadastro Simplificado e uso de robôs serão fiscalizados com maior intensidade” [Suitability, simplified registration processes, and use of robots to be overseen more closely]. Revista Capital Aberto, April 2019.
CVM staff in charge of auditor oversight creates an inspection division
Dias, Luciana. “Área técnica da CVM que supervisiona auditores cria núcleo de fiscalização” [CVM staff in charge of auditor oversight creates an inspection division]. Revista Capital Aberto, April 2019.
Investment funds oversight in the next biennium
Dias, Luciana. “Como será a supervisão dos fundos de investimento no próximo biênio” [Investment fund oversight in the next biennium]. Revista Capital Aberto, March 2019.
The report required by the Brazilian Corporate Governance Code and the legality of decisions as the target of Risk-Based Supervision
Dias, Luciana. “Informe CBGC e legalidade de decisões na mira da Supervisão Baseada em Risco” [The report required by the Brazilian Corporate Governance Code and the legality of decisions as the target of Risk-Based Supervision]. Revista Capital Aberto, March 2019.