Intermediary Oversight under the Risk-Based Supervision Biennial Plan of the Brazilian Securities and Exchange Commission
Dias, Luciana. “A fiscalização dos intermediários no Plano Bienal de SBR” [Intermediary Oversight under the Risk-Based Supervision Biennial Plan of the Brazilian Securities and Exchange Commission]. Revista Capital Aberto, May 2021.
Investment fund oversight under the Risk-Based Supervision Biennial Plan of the Brazilian Securities and Exchange Commission
Dias, Luciana. “Fiscalização dos fundos de investimento no Plano Bienal de SBR da CVM” [Investment fund oversight under the Risk-Based Supervision Biennial Plan of the Brazilian Securities and Exchange Commission]. Revista Capital Aberto, April 2021.
The new Risk-Based Supervision Biennial Plan
Dias, Luciana. “O novo Plano Bienal de Supervisão Baseada em Risco” [The new Risk-Based Supervision Biennial Plan]. Revista Capital Aberto, March 2021.
Biennial Plan of the Brazilian Securities and Exchange Commission: material information and related party transactions
Dias, Luciana. “Plano Bienal da CVM: informações relevantes e transações com partes relacionadas” [Biennial Plan of the Brazilian Securities and Exchange Commission: material information and related party transactions]. Revista Capital Aberto, April 2021.
Equity Funds: legal regime of exclusive and reserved funds under CVM regulation
Dias, Luciana. Andrade, Rafael. “Fundos de Investimento em Participações: o regime jurídico dos fundos exclusivos e reservados na regulamentação da CVM” [Equity Funds: legal regime of exclusive and reserved funds under CVM regulation] in Hanszmann, Felipe, Hermeto, Lucas. (Org.). Atualidades em direito societário e mercado de capitais: fundos de investimento, vol. V, Lumen Juris, 2021, Rio de Janeiro, p. 447-468.
The new Capital Market, the Consumer Protection Code and the Brazilian Superior Court of Justice
DIAS, L. “O novo Mercado de Capitais, o Código de Defesa do Consumidor e o STJ” [The new Capital Market, the Consumer Protection Code and the Brazilian Superior Court of Justice]. Revista Advocacia Hj., No. 5, December 2020, p. 39-43.